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Battle of Sihang Warehouse
Part of the Battle of Shanghai in
the Second Sino-Japanese War

Sihang Warehouse during the battle
Date (1937-10-26) (1937-11-01)October 26 – November 1, 1937
(6 days)
LocationZhabei, Shanghai, China31°14′32″N 121°27′59″E / 31.242183°N 121.466298°E / 31.242183; 121.466298
Result Withdrawal of Chinese forces to British concession on November 1st
Belligerents
 Republic of China  Empire of Japan
Commanders and leaders
Republic of China (1912–1949) Xie Jinyuan
Republic of China (1912–1949) Yang Ruifu (WIA)
Okochi Denshichi
Haji Kitaro
Units involved

Republic of China (1912–1949) 88th Division

  • 1st Battalion, 524th Regiment

Shanghai Special Naval Landing Force

  • 10th Battalion (reinforced)
    • Yokosuka 2nd Independent SNLF Company
    • Kure 1st SNLF
    • 8th and 9th Companies (artillery)
Strength
410-420 soldiers ~1200 naval infantry
Tanks and artillery
Casualties and losses
Xie's Claim:
10 killed
37 wounded
Modern Western Estimate:
33 killed and missing
50+ wounded
Japanese Claim:
~80 killed
Western Claims:
Heavy losses
Japanese Claim:
1 killed, ~40 wounded
Chinese Claim:
100~200+ killed
Hundreds wounded
4 tanks destroyed or damaged
Defense of Sihang Warehouse is located in ShanghaiDefense of Sihang Warehouseclass=notpageimage| Location within Shanghai
Sihang Warehouse
Chinese name
Traditional Chinese四行倉庫
Simplified Chinese四行仓库
Transcriptions
Standard Mandarin
Hanyu PinyinSìháng Cāngkù
Eight Hundred Heroes
Traditional Chinese八百壯士
Simplified Chinese八百壮士
Transcriptions
Standard Mandarin
Hanyu PinyinBābǎi Zhùangshì
Japanese name
Kanji四行倉庫
Transcriptions
Romanizationshikousouko
Second Sino-Japanese War
1931–1937 (pre-war skirmishes)
1937–1939
1940–1942
1943–1945
Air War
Military campaigns of the Empire of Japan
Meiji period

Taishō period

Shōwa period

The Battle of Sihang Warehouse (Chinese: 四行倉庫保衛戰) took place from October 26 to November 1, 1937, and marked the beginning of the end of the three-month Battle of Shanghai in the opening phase of the Second Sino-Japanese War. Defenders of the warehouse held out against numerous waves of Japanese forces to cover Chinese forces retreating west during the Battle of Shanghai.

Accounts between Chinese/Western and Japanese sources on the Defense of Sihang Warehouse vary in nature, with both Chinese and Western accounts remembering the conflict as a strong defense against a vastly numerically superior enemy, while Japanese records point to the defense being a relatively unremarkable event within the entire Battle of Shanghai.

Regardless of the integrity of Chinese and Japanese claims, the defense of the warehouse and media reporting of the event provided a morale-lifting consolation to the Chinese army and people in the demoralizing aftermath of the Japanese invasion of China. The warehouse's location just across the Suzhou Creek from the foreign concessions in Shanghai meant the battle took place in full view of the western powers.

Background

By 26 October 1937, Chinese resistance in the district of Zhabei was faltering. Generalissimo Chiang Kai-shek wanted to withdraw all forces in the area to defend the rural western regions of Shanghai, and ordered Gu Zhutong, acting commander of the 3rd Military Region, to leave the 88th Division behind to buy time and canvass international support by showing the other nations of the Nine Powers (which were to convene on 6 November) China's determination to resist the Japanese during the Second Sino-Japanese War.

Neither Gu, Sun nor Zhang were about to disobey Chiang's orders, but Sun (via Zhang) suggested to Gu that the number of troops left to cover the withdrawal would not matter for such a show of determination. In his words, "How many people we sacrifice would not make a difference; it would achieve the same purpose."

At 10 p.m. on 26 October, the 524th Regiment, based at the Shanghai North Railway Station, received orders to withdraw to the divisional headquarters at Sihang Warehouse. 1st Battalion commander Yang Ruifu was distraught at having to abandon a position he had held for more than two months.

Map of the area around the warehouse:   Sihang Warehouse, garrisoned by NRA troops   Foreign concessions, international settlements

Order of battle and equipment

National Revolutionary Army

Lieutenant Colonel Xie Jinyuan, commander of the Chinese force
  • 524th Regiment, 88th Division: Regimental commander (CO), Army Lieutenant Colonel Xie Jinyuan
    Executive officer (XO), Army Major Shangguan Zhibiao (上官志標)
    • 1st Battalion, 524th Regiment: Battalion Commander, Army Major Yang Ruifu (楊瑞符)
      • 1st Company, 1st Battalion: Company commander, Army Captain Tao Xingchun (陶杏春)
      • 2nd Company, 1st Battalion: Company commander, Army Captain Deng Ying (鄧英)
      • 3rd Company, 1st Battalion: Company commander, Army Captain Shi Meihao (石美豪, wounded), Army Captain Tang Di (唐棣)
      • Machine Gun Company, 1st Battalion: Company commander, Army Captain Lei Xiong (雷雄)

Initially containing around 800 men, the 1st was technically an over-strength battalion, but casualties suffered over the course of the Battle of Shanghai reduced its actual strength just prior to the battle to 452 men (some sources give 423), including officers. Because of the confusion of the general retreat, some units may have failed to make it to the warehouse, which caused a further reduction in strength, down to only 414 men present at the beginning of the battle. Two months of intense fighting had also whittled down the original German-trained troops, and after five rounds of reinforcements, the majority of soldiers and officers in the battalion were garrison troops from the surrounding provinces.

Most of the men were from the 1st Battalion, 5th Regiment of the Hubei Provincial Garrison. Hubei did not want to send its best troops to Shanghai, as these had trained over a decade to fight against the Chinese Communists. Thus, many of the soldiers sent as reinforcements to Shanghai were green recruits, with the latest batch recruited after the outbreak of war on 7 July.

The regiment was assigned used equipment from the front-line troops of the 88th, and was well equipped considering the poor equipment that most Chinese forces had. Photos and records show that soldiers were each issued a rifle, likely a Hanyang 88 or Chiang Kai-shek rifle, 300 rounds of 8 mm Mauser, two crates of M24 stick grenades, a German-made M1935 Stahlhelm, a gas mask, and food pouch. There was a total of 27 light machine guns, mostly Czech ZB vz.26, approximately one for each squad. The four water-cooled Type 24 Maxim guns were the only heavy weapons available to the battalion—a mortar platoon assigned to them was never mentioned by participants of the battle, and was therefore unlikely to have joined the battle.

Imperial Japanese Navy

Captain Ōkouchi Denshichi of the Shanghai SNLF.

Captain Okochi Denshichi had been assigned command of the Shanghai SNLF on November 16, 1936, and was promoted to Rear Admiral at the beginning of the following month. Prior to the Battle of Shanghai the Shanghai SNLF had a strength of just over 2300 men, but in response to the Oyama Incident on August 9, 1937, the force would be hastily reinforced with Special Naval Landing Forces and ship crews deployed on land. Reinforcements would continue to arrive throughout the course of the battle, eventually bringing the force to just over 10,000 men in strength by October 1937.

On October 27, 1937, the Shanghai SNLF began their advance on Zhabei, organizing their 2nd, 3rd, 6th, 10th, and 12th Battalions into the "Zhabei Force" for the operation. The Shanghai SNLF 10th Battalion would be assigned to the Zhabei Force’s Southern Section and serve as the main force opposing the defenders of Sihang Warehouse.

The 10th Battalion had been raised in August 1937 from some 520 reservists at the Sasebo and Kure Naval Districts. Lieutenant Commander Haji Kitaro, an instructor at the Naval Gunnery School in Yokosuka was appointed as to the Shanghai SNLF to serve as the battalion's commander. Since landing in Shanghai on August 19, the battalion had engaged in intense urban combat and suffered a number of casualties.

During the assault on Sihang Warehouse the exact number of participating troops is unclear, however the Shanghai SNLF 10th Battalion numbering over 500 men at the time of its formation was reinforced with approximately 250 sailors of the Yokosuka 2nd Independent SNLF Company and over 200 sailors from the Kure 1st SNLF. The Shanghai SNLF’s 8th and 9th Companies, originally attached to the 4th Battalion (Artillery Battalion), would also provide support with howitzers and mountain guns.

Western historians including Eric Niderost and Stephen Robinson have stated the Warehouse was attacked by the Imperial Japanese Army's 3rd Division. However, period Japanese military reports, Senshi Sosho—the official war monographs of the Imperial Japanese Army and Navy authored by the Japanese National Institute for Defense Studies, and the IJA 3rd Division's unit history all make no mention of their involvement at Sihang Warehouse, instead noting the Division was engaged nearby in the Suzhou River Crossing Operation at the time.

Battle

October 27

Chinese Preparations

Zhabei district burning on the morning of October 27, immediately before the fighting near Sihang Warehouse began.

In the morning of October 27, the various companies of the 524th Regiment 1st Battalion were trickling in from Zhabei, under orders from Xie Jinyuan. The effort was difficult, as some units in the battalion had begun moving west with the bulk of the Chinese Army. Visibility was comprimised by the heavy presence of smoke and fire, as much of the Zhabei district had been set on fire by the retreating Chinese units. Through the efforts of several messengers, most of the men were rallied from the retreating mass of soldiers. By 9 a.m. the last remaining forces in the Battalion had turned up at the warehouse, a force of just over 400 men and officers. That these men had volunteered for the defense was later noted by Chiang Kai-shek as exemplary soldierly conduct.

The Chinese spread out their forces across the warehouse and the outlying perimeter. The 1st Company had taken positions on the right flank of the warehouse along the Tibet Road, the 3rd Company on the left across the Bank of Communications building, and the 2nd Company on the northern and southern sides under the leadership of Major Yang Ruifu. Two Type-24 Maxim heavy machine guns were installed on the roof in an anti-aircraft role, while the other machine guns were distributed to the 1st and 3rd Companies.

Opening skirmishes

In the meantime, the Japanese had already begun advancing into the area. At around 7:30 a.m., a Chinese outpost at the Han Bridge reported that Japanese marines were approaching the North Train Station. Forty-five minutes later at around 8:15 a.m., the Japanese were spotted hoisting their flag over the building. A Chinese platoon positioned in the advance outposts began sniping at Japanese patrols around that time, and over the next two hours, the Chinese platoon began a fighting retreat back to the warehouse perimeter.

The Shanghai North Railway Station, after months of fighting and bombing.

As the Japanese approached the warehouse, the Chinese defenders took defensive positions on the different floors of the warehouse and along the outer wall surrounding the building, whilst watching for enemy movement through the slots inside the walls.

At 1 p.m. a column of Japanese soldiers was seen marching towards the warehouse in what appeared to be a victory parade, brandishing a large Rising Sun banner. Once they were close enough, the Chinese defenders ambushed them. Five Japanese soldiers were killed instantly by gunfire, while the rest of the column scattered for cover.

The Japanese then attacked the Bank of Communications to the immediate west of the warehouse. Hundreds of Japanese marines were seen assaulting the street fortifications surrounding the warehouse, using "trench mortars" on several occasions to clear the area. However, upon attempting to secure some abandoned fortifications, several Japanese soldiers stumbled into a trap: the Chinese defenders, having preemptively rigged a bunker with grenades and a mortar round, "pulled the grenade rope," killing another five Japanese soldiers in the ensuing explosions.

Chinese defenders continued developing defenses by sealing the warehouse's doors, windows and entry points, as well as constructing makeshift dummy positions on the perimeter to draw Japanese fire and waste ammunition.

First attacks on Sihang Warehouse

Shanghai SNLF naval infantry in action in downtown Shanghai, October 1937.

The Japanese attackers, composed of units from a "Japanese Naval Landing Party" or Japanese marines, received reinforcements and began attempts to break into the warehouse around soon after, targeting the warehouse from North Suzhou Road. They were soon met with intense fire from the Chinese. The Japanese, numbering some fifty men strong, began advancing on the warehouse under the cover of steel shields slotted for rifle fire. A group of Chinese reconnaissance troops, led by platoon leader Yin Qiucheng (尹求成), exchanged fire with the attacking formations near the Wuzhen Bridge, killing four Japanese soldiers according to a Chinese journalist watching across the river.

The Japanese increased their firepower on the building, and managed to push the Chinese from their frontline sandbag positions with hand grenades back to their secondary lines. As the battle continued, 3rd Company Captain Shi Meihao was shot in the face but continued to command the defense until he was shot again in the leg. Eventually, the Chinese were forced to abandon the outer wall, and barricaded themselves inside the warehouse itself. When the Japanese followed them to the edge of the warehouse, they were attacked by hand grenades thrown by Chinese soldiers positioned on the upper floors, forcing them to take cover under the ledge in a blind spot at the south-west of the warehouse. Noticing them, a dozen Chinese soldiers quickly climbed onto the roof and hurled mortar rounds and grenades down at the Japanese, killing seven and wounding between twenty and thirty. The survivors were then driven away when a Chinese machine gunner began to shoot at them from from one of the warehouse windows.

The Sihang Warehouse during the defense. Note the black Chinese characters painted on the west wall.

Word had been spreading since the early morning that there were still Chinese forces defending Zhabei near the warehouse. As the battle continued, crowds of spectators began to amass on the other side of the 60-yard Suzhou Creek, reportedly cheering every time a Japanese soldier was killed.

At one point during the battle, foreign correspondents witnessed a group of Japanese soldiers slowly approaching the warehouse through the rubble, taking 50 minutes to cover 50 yards. However, the Chinese defenders, who had been watching the Japanese approach from hidden vantage points the entire time, rained hand grenades down on the group the moment they were close enough. After the dust had settled, survivors were finished off with rifles, and several Japanese who ran to rescue the wounded were killed too.

A map displaying the positioning of Sihang Warehouse to the International Settlement. The proximity enabled many Western and Chinese civilians to watch the battle from a short distance away.

A journalist witnessing the combat estimated that around sixty Japanese were killed in total during the assault by machine gun fire and grenades. The Chinese had also suffered casualties in the fighting. Chinese defenders and civilian spectators observed police dogs dragging away Japanese casualties during nighttime.

As night fell, the Chinese defenders were tasked with constructing fortifications and repairing any damages sustained during the attacks. Nobody was given any sleep.

October 28

By the morning of the 28th, the presence of the Chinese battalion in Zhabei had been made known by radio news and several newspapers including North-China Herald, an English-language newspaper based in Shanghai and regarded as the most influential foreign newspaper of its time. The strength of the battalion was estimated at 500 men from the 88th Division, with around 150 having barricaded themselves in the warehouse itself. Authorities within the International Settlement repeatedly attempted to persuade the defenders to lay down their weapons and surrender in the Settlement, but the defenders stated they were "determined to die for China."

Victims of "Bloody Saturday," killed by a bombing in the Shanghai International Settlement.

At 7 a.m. a flight of Japanese bombers circled above the warehouse but did not drop any bombs, for fear of hitting the concessions in a repeat of "Bloody Saturday." They were driven away from the warehouse by anti-aircraft fire from two the machine guns on the roof.

An hour later, Major Yang gave a speech to the officers and squad leaders and then inspected the defenses constructed by the soldiers. While on the roof with Colonel Xie Jinyuan and a group of sentries, they spotted a group of Japanese soldiers walking on the Suzhou Road along the Suzhou Creek, which according to Yang Ruifu was about 1 km (1,100 yd) away. Xie ordered a sentry to give him his rifle and fired on the group; one of them promptly fell dead.

Second assault on Sihang Warehouse

At 3 p.m., the Japanese mounted a second assault on the warehouse, bombarding the building with five artillery pieces and machine gun fire from the Bank of Communications rooftop. The Chinese retaliated with machine gun fire of their own and showered hand grenades onto Japanese soldiers attempting to approach the warehouse, which was reported on by the English newspaper North China Daily News. Japanese troops made repeated efforts to take the warehouse, but were beaten back each time by the Chinese after brief exchanges of fire.

The Japanese, outnumbering the Chinese defenders and repeatedly screaming "Banzai," then deployed trench mortars. Several fires broke out across the battlefield, with Chinese soldiers shooting back with rifles and Mausers. Both sides suffered casualties in the intense firefight.

A Chinese light machine gun position in Sihang Warehouse.

The combat was witnessed by thousands of Chinese and foreigners who had gathered across the Suzhou Creek, who relayed enemy assembly locations and operations to the defenders using large blackboards. Witnesses described the armament of the attacking Japanese Naval Landing Forces as machine-guns, rifles, hand-grenades, a few captured Chinese broadswords, and steel shields. Another western observer witnessed three Japanese troops make their way along the south wall of the warehouse. As one of the men attempted to smash a window to the warehouse, a Chinese soldier dropped a hand grenade from a third story window, which exploded behind them in the street. The same observer noted while the Japanese had encircled the warehouse and sporadic fighting occurred throughout the day, the Japanese apparently were making no determined effort to take the building by assault, as the warehouse's fortress-like nature would make doing so a costly endeavor.

As the fighting continued, the crowds watching the battle across the Creek were forced to relocate to the rooftops of nearby buildings after machine gun bullets began to land in the Settlement. After two hours, the Japanese gave up the assault, but cut off water and electricity to the warehouse, forcing the Chinese to institute rationing. The defenders also collected their urine in large barrels to extinguish any potential fires.

Supply situation and the "800 Heroes"

The defenders inside the warehouse contacted the Shanghai Chamber of Commerce, whose telephone number was provided by Girl Guide Yang Huimin. Yang Huimin had previously delivered a request for food, ammunition and lubricant on behalf of the defenders to the Chamber, but had been unsuccessful. Xie requested that Shanghai Mayor Yui supply his men with 500 lb. salt, 500 lb. sugar, and 50,000 Chinese biscuits.

Shanghai Mayor Yu (Yui) Hongjun.

By the evening of October 28, Chinese civilians inside the Settlement had organized a large collection of food, clothing, medicine and other supplies via the Shanghai Chamber of Commerce. In total, more than ten truckloads of aid were donated by Shanghai's citizens, including fruit, bread, cigarettes, newspapers and mail. The supplies were then ferried across the New Lese Bridge under the cover of darkness and unloaded next to the warehouse.

The defenders were also facing a problem in the growing number of wounded soldiers, who were unable to receive adequate medical treatment whilst stranded in the warehouse. Through an established phone link, the Chinese organized their transfer across the nearby Lese Bridge into the International Settlement, where they would be transported to hospitals in the Chinese part of Shanghai. As medics began to evacuate ten of the most severely wounded soldiers, Major Yang Ruifu ordered that the men not disclose their actual numbers, and give the original battalion strength of 800 soldiers if asked so as to not "embolden the Japanese." British Royal Welsh Fusiliers positioned on the southern bank of the creek provided assistance to the evacuation efforts.

Soon after the evacuation, Shanghai newspapers announced soon after that 800 soldiers were defending the warehouse, including the Central News Agency. As word spread about the fighting near Sihang Warehouse, international newspapers began to report on the battalion's defense, including the New York Times, The Guardian, and the Sydney Morning Herald.

As they had the previous night, no Chinese soldiers were permitted to sleep and were instead ordered to continue repairing the defenses.

Delivery of the Chinese flag

Main article: Yang Huimin

As the combat around Sihang Warehouse had been unfolding, Chinese girl guide Yang Huimin had been watching the fighting from a British bunker near the Lese Bridge. She had noticed that Zhabei was covered in Japanese flags, and was troubled by the lack of a Chinese flag. She reported her observations to the Shanghai Chamber of Commerce, whose leaders decided to give her a large Republic of China flag to deliver to the defenders.

Yang Huimin posing with the ROC flag.

Yang Huimin wrapped the flag around her body underneath her scout uniform, before returning to the British bunker around evening. Upon sensing a brief opening, Yang snuck past the British sentries patrolling the bank and rushed across the bridge to the warehouse under cover of darkness.

Regiment-sized Chinese units did not carry army or national flags during the war, so when Yang Huimin delivered the flag to the warehouse, Xie Jinyuan personally accepted the flag as the highest-ranking officer present. When Yang Huimin asked for the soldiers' plans, she was told "defend to the death." Yang Huimin then asked for a list of all the soldiers' names to announce to the entire country.

As doing so would inform the Japanese of their real strength, Xie did not disclose the information. Instead, he asked someone to write down around the eight hundred names from the original roster of the 524th Regiment, imitating Yang Ruifu's earlier decision to conceal their true strength. The defenders also gave Yang Huimin messages written in Chinese calligraphy on handkerchiefs. Taking Xie's advice, Yang Huimin returned to the opposite bank of the Suzhou Creek by swimming underwater to avoid detection.

October 29

Raising the Flag

At 6 a.m. on the morning of October 29, the Chinese defenders raised the flag, measuring four meters (13 ft) wide, on the roof of Sihang Warehouse. Since the defenders did not possess a flagpole, they had improvised a makeshift pole made from two bamboo culms tied together. Only a small group of soldiers attended the flag-raising ceremony, including several buglers and orderlies. Yang Huimin also witnessed the event upon escaping across the Creek, which was reportedly conducted quietly with less than twenty soldiers in attendance.

Upon noticing the flag, a crowd of roughly thirty thousand people, consisting of both Chinese and foreigners, gathered across the river. The flag measured larger than any of the Japanese flags in the area and reportedly flew higher than the Japanese-held buildings in the vicinity. Many of the Chinese civilians began to shout "Long live the Republic of China!" (Chinese: 中華民國萬歲!; pinyin: Zhōnghuá Mínguó wànsuì!.

The Chinese flag flying over Sihang Warehouse.

American reporter Keane Arundel who witnessed the event compared the situation to the Alamo, and described the scene as "a symbol of China's heroic resolution to accept annihilation than Japanese conquest. To Shanghai's Americans it recalled Texas' historic Alamo, where Americans died in 1836 rather than yield to Mexico."

Crowds continued to gather to watch the event unfold and some were observed carrying food for the defenders. One Chinese observer, a 31-year old Shanghai City Government employee, was mistaken for a Japanese spy because of his Manchurian accent and lynched by a mob before authorities could rescue him.

The Japanese, angered by the display, began harassing the defenders by shooting from the Bank of Communications building, and also reportedly sent several aircraft to attack the flag. Because of heavy anti-aircraft fire and fear of hitting the foreign concessions, the planes soon left without destroying the flag.

Third assault on Sihang Warehouse

In the afternoon of October 29, the Chinese defenders received a warning over telephone that Chinese civilians had spotted a force of several hundred Japanese troops converging on the warehouse. Minutes later, British soldiers guarding the New Lese Bridge provided a similar warning of a "final enemy assault loom ahead."

The Japanese attacked at 2 p.m. with concentrated fire from numerous artillery pieces, and shelled the warehouse for more than an hour. However, the Chinese defenders were protected by the ten-foot-thick walls and only suffered a few wounded soldiers. The Japanese then attacked the warehouse from three directions with hundreds of infantry and support from five Type 94 Te-Ke tankettes, which Yang Ruifu observed advancing down the road.

The Japanese intensified their efforts to captured the warehouse, peppering the building with bullets and rifle-grenade fire while reinforcing their machine gun positions on North Suzhou Road. The Japanese continued to shell the warehouse with a barrage of four rounds from their field guns around 3 p.m.

Sihang Warehouse burns during the battle, October 29 (Taken by Royal Welsh Fusilier John Montgomery)

The Japanese assault pushed the 3rd Company out of their defensive line at the base of the warehouse and forced them into the warehouse itself. Groups of Japanese soldiers then tried to scale the warehouse's walls to the second floor with ladders, but Chinese defenders pushed them over and returned fire with rifles and machine guns. According to Baicheng Shangguan, Xie was positioned at the window where one of the ladders appeared from. He grabbed the first Japanese soldier's rifle, choked him with the other hand, shoved him off, and finally shot another Japanese soldier on the ladder before pushing the ladder off.

Journalist Kean Arundel observed that "Chinese guns blazed defiantly at Japanese who surrounded the building on three sides." Japanese fire from a field gun was met with rifle fire from the warehouse roof. The Japanese were observed by western observers to have assaulted the warehouse again and again with infantry charges, but each time were repelled by showers of hand grenades and machine-gun fire. At one point, the Japanese were reported to have attempted to "dynamite" the warehouse, but failed.

At 4 p.m. one Japanese soldier rushed into the open and fired a number of shots into the corner of the warehouse, causing the defenders to take cover "with lightning speed." Although wounded from the returning Chinese fire, the Japanese attacker escaped. A western observer noted Chinese had broken holes through the large black characters on the west wall for use as vantage points. Several Japanese soldiers were shot before they realized the danger. Japanese machine gunners returned fire, but had difficulty aiming due to the holes being concealed by the black background of the characters.

According to several Chinese sources, during the height of the battle a group of Japanese soldiers had attempted to plant explosives at the base of the West Wall to breach it. Upon noticing this, 21-year old Chinese private Chen Shusheng strapped live grenades to himself and dove off the building into the Japanese squad, killing twenty Japanese soldiers in a suicide attack. Historian Stephen Robinson argues that account's accuracy was plausible, noting that the Chinese had used suicide attacks many times before during the Battle of Shanghai, such as the case of a soldier in the 36th Division destroying a Japanese tank with an explosive belt, killing himself in the process.

At around 3 p.m., two Japanese pinnaces carrying some 30 marines attempted to flank the warehouse from the river, but were stopped by a makeshift boom fashioned out of Chinese junks at the Zhejiang(North Chekiang) Road Bridge. The Japanese claimed that they were heading up the creek to assist the Shanghai Fire Brigade, but were suspected by the British to attack on the Sihang Warehouse. British troops in the Settlement refused to move the boom due to the violation of the British Settlement sector, and escorted the Japanese sailors back at 4:30 p.m.

American marines confront a Japanese patrol in Shanghai, 1937. The International Settlement was considered a neutral zone on the Shanghai battlefield.

The fighting lasted until dark, with Japanese attacks now supported by armoured fighting vehicles and artillery fire against the fortified Chinese positions, but to no progress and with heavy casualties.

In the evening, according to Yang Ruifu, the Japanese launched a night attack using an excavator, and tried to dig a tunnel towards the warehouse in conjunction with tank assaults. During this day's battle, Chinese citizens across the river helped the soldiers by writing on large posters, warning of the Japanese army's movements.

October 30

Renewed Japanese attacks

The Japanese launched a new wave of attacks at 7 a.m. on October 30th. There were fewer infantry assaults at the warehouse this time; the Japanese attack was mainly concentrated artillery fire. Because of the sturdy construction and the abundance of sandbags and materials with which to fortify and mend the warehouse, the defenders were able to the repair the warehouse while the Japanese tried to destroy it. Artillery fire was so rapid that Yang Ruifu estimated there was approximately one shell every second.

Japanese shells created holes in the windowless western wall, which enabled Chinese defenders to return fire at Japanese positions. A western journalist witnessed the fighting and noted that a second Chinese flag had been hoisted above the roof alongside the original flag. Japanese machine guns continued to shoot at the walls and windows of the warehouse, whilst the Chinese defenders fired back with rifles.

According to a letter written by Xie Jinyuan to Soong Mei-Ling, the Chinese defenders had been harassed constantly by Japanese snipers, and Chinese casualties were rapidly increasing after the Japanese began bombarding the warehouse with heavy artillery. Ricocheting shells and shrapnel caused a number of casualties among the defenders, with the warehouse walls inside showing signs of an imminent collapse under the Japanese artillery.

Later that day on October 30th, a Japanese naval officer announced at a press conference that the Japanese had made every effort to persuade the Chinese troops to surrender, but "all overtures tendered in a spirit of humanitarianism had been disregarded." Another Japanese military spokesman declared that "They must be destroyed," and another officer similarly stated "We will never let them escape alive." Rear Admiral Tadao Honda, a Japanese naval attaché, declared at a press conference that the Japanese would dislodge the Chinese from the warehouse, citing a "stout, stubborn refusal to surrender," further claiming that everything had been done to "spare the lives of the defenders in the true Samurai spirit, but we must make a final assault now."

Chinese decision to retreat

By this point in the battle, British and American officers had made multiple attempts to persuade the Chinese to leave the warehouse and accept internment. Major Harrison of the Royal Welsh Fusiliers declared that he had "offered to allow them sanctuary in the settlement provided that they laid down their arms," and stated "they replied that they preferred to die." A similar response was received by Brigadier General John Beaumont of the United States Marines stationed in the settlement, who upon offering the Chinese sanctuary, received the reply "Let the Japanese try to escort us to safety." In a dispatch to Colonel Alexander Telfer-Smollet, commander of the British forces, Xie declared that only Chiang Kai-Shek could order his battalion to leave.

The foreigners in the concessions in Shanghai did not want the site of combat to be so close to them. With that consideration in mind, and faced with pressure from the Japanese, they agreed to try to convince the Chinese to cease resisting. On the 29th they submitted a petition to the Nationalist Government to stop the fighting "for humanitarian concerns."

Chiang Kai-Shek had received hundreds of telegrams urging him to save the battalion, as well as requests from Anglo-American commanders to not sacrifice his troops. By October 30, Chiang had decided that the 1st Battalion was "too valuable to spare," and because he considered the objectives of the defenders fulfilled, formally authorized a withdrawal through the 88th Division chief-of-staff officer Zhang Boting.

A meeting was arranged with the British general Telfer-Smollett through the commandant of Shanghai Auxiliary Police (上海警備), Yang Hu (楊虎), and it was decided the 524th would retreat to the foreign concessions and then rejoin the rest of the 88th Division, which had been fighting in west Shanghai. Yang Hu requested assistance from the British Army, to which Telfer-Smollett agreed.

When informed on his superior's decision over telephone, Xie disagreed, wishing to remain in the warehouse and fight to the last man. Only after an argument did Zhang Boting finally convince Xie to retreat.

Final Japanese assault on Sihang Warehouse

In the late night of October 30 at around 10 p.m., the Japanese moved their artillery even closer to the warehouse and intensified their bombardment of the building. Observers across the creek watched the Japanese batteries, four 75-mm guns, fire intense barrages, which were only broken by intermittent pauses during which a Japanese searchlight would move around the wall to inspect the damage. A Chinese soldier attempted to destroy the searchlight by hurling a hand grenade from a window, but it fell short.

The Japanese bombardment became so intense that British soldiers on the Lese Bridge had to abandon their positions for their own safety. The Japanese also began to fire on the warehouse with heavy machine guns and hand grenades, scoring direct hits on the stronghold. Because the Japanese were firing towards the south, several shells missed and landed into the Settlement, one hitting the North-China Daily News building and injuring three Chinese civilians. A number of combat casualties was reported to have been sustained during the fighting in the early dawn, although a precise figure could not be calculated.

October 31

Chinese retreat from Sihang Warehouse

As the Japanese barrage continued, the Chinese began their breakout near midnight. To reach the British settlement, the Chinese soldiers had to run across 20 yards over the New Lese Bridge whilst being exposed to Japanese fire. The Chinese planned to send the wounded first, followed by the 1st Company and Machine Gun Company in small groups under Xie Jinyuan, then by the 2nd and 3rd Companies under Yang Ruifu.

To cover the retreat, the Chinese formed a rearguard of a platoon from the 1st company along with some twenty-seven troops too heavily wounded to be moved easily; these men agreed to stay behind to man heavy machine guns and cover the remaining forces. During the retreat, Western journalists observed the Chinese rearguard exchanging gunfire with Japanese soldiers from seven "rifle-ports" in the Warehouse's west wall, occasionally throwing hand grenades at Japanese soldiers trying to approach and enter the building.

Major Yang Ruifu who played a major part in the Chinese defense. He was wounded in the leg during the retreat.

To conceal their movements, the Chinese defenders evacuated in a gradual manner, moving every now and then in groups of twos and threes or alone. Each time, a Japanese machine gun posted near the north end of the bridge would open fire. However, the darkness and extreme confusion near the warehouse meant only a few Chinese were hit before they reached the British lines. Among them was Yang Ruifu, who was shot through the left leg while crossing, but managed to limp the remaining distance on his good leg.

Upon reaching the International Settlement, the Chinese escapees were greeted by British soldiers who shook hands with them and congratulated their courage. Major-General Telfer-Smollett, the commander of the Royal Welsh Fusiliers at the bridge, received the Chinese soldiers and remarked that "I have never seen anything greater." Whether or not British soldiers opened fire in support of the Chinese retreat is unknown. British travellers W.H. Auden and Christopher Isherwood encountered rumors in 1938 of British troops returning fire against the Japanese, putting a machine gun out of action. Similarly, Zhang Boting and Major Shangguan Zhibiao claimed the British had assisted in eliminating one of the four Japanese machine guns near the North Railway Station. Stephen Robinson claims that British soldiers probably did open fire, citing their obvious sympathies with the Chinese defenders and their anger over the deaths of four Royal Ulster Riflemen killed by Japanese shelling two days prior.

As the Chinese escaped, a Japanese column headed by a tank attempted to cut off the retreat by blocking the road. Platoon commander Yang Yangzheng attacked the column with a machine gun, but was wounded when the tank fired a shell at him, destroying his left eye with shrapnel. Yang was then dragged half-conscious across the creek by his comrades.

The damaged Sihang Warehouse following its capture by the Haji and Hayasaka Units of the Naval Landing Force.

By 2am, the last troops in Sihang Warehouse had retreated into the settlement safely, with dozens of wounded troops and Yang Huimin's flag being carried out along with 400 rifles, 24 light machine guns, 6 heavy machine guns and ammunition boxes, many of which were still hot from combat. Some 50 wounded Chinese soldiers were taken by British ambulances to various hospitals to be treated for their injuries including Yang Ruifu.

By this point in the battle, the warehouse had caught fire from the bombardment. A Japanese Special Naval Landing Party was subsequently reported to be in possession of the building.

According to Western newspapers, the number of Chinese casualties during the retreat were estimated between two and six killed, and ten to twenty-four wounded. The American Consul General at Shanghai reported some 300 Chinese survivors had crossed to the British lines and laid down their arms and that several buildings in the downtown district were hit by Japanese shells during the fighting. Another western observer that 327 soldiers had escaped unhurt, another 28 wounded, claiming the survivors had stated they had left 100 comrades killed within the building.

However, the vast majority of the Chinese defenders had escaped alive, some 377 men and officers in total including both Xie Jinyuan and Yang Ruifu.

Japanese Account of Events (SNLF)

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Troops of the Shanghai SNLF 10th Battalion "Haji Unit" celebrate outside of the Shanghai North Railway Station in Zhabei.
Commander of the Shanghai Special Naval Landing Force 10th Battalion Lieutenant-Commander Haji Kitaro and his adjutant outside of Sihang Warehouse, Shanghai, circa November 1937

At 0505 hours on October 27, 1937, the Imperial Japanese Navy's Shanghai Special Naval Landing Force (Shanghai SNLF) ordered their forces to launch a general assault on Zhabei. With few of Chiang's defenders left in the Zhabei, the Shanghai SNLF moved through the district and captured former enemy strongholds with relative ease. By around 1800 hours Zhabei had largely fallen to the Japanese, with the exception of the Four Banks' Joint Warehouse (Sihang Warehouse), where the Shanghai SNLF reported approximately 800 enemy troops to still be held up at.

The Japanese initially advised the troops held up in Sihang Warehouse to surrender, but by the early hours of October 31 with their demands still unmet and signs of the defenders making an escape into the British defense sector of the International Settlement, the Japanese decided to attack the warehouse. On October 31 at 0115 hours the Imperial Japanese Navy confirmed sightings of Chinese troops evacuating into the International Settlement and began to bombard the warehouse with artillery fire from the Shanghai SNLF's 8th and 9th Companies thirty minutes later. At 0300 hours, troops from the Shanghai SNLF's 10th Battalion stormed the Sihang Warehouse and within ten minutes had completely cleaned the warehouse of enemy troops and occupied the building.

After securing the warehouse, the Imperial Japanese Navy reported roughly 80 corpses of fallen Chinese troops and a number of weapons to be inside. According to Japanese naval records, the Imperial Japanese Navy's advance on Zhabei from October 27 to 31 resulted in a total of 42 wounded, four of which were directly injured during the assault on Sihang Warehouse on October 31. One of wounded, Warrant Officer Tanaka Shiroku—a platoon leader from the Shanghai SNLF 10th Battalion—later died on November 2, after being shot near the warehouse on October 30.

Casualties and Aftermath

The Chinese casualties from the battle were disputed; immediate newspapers claimed between 100 and 200 Chinese soldiers had been killed in the fighting. Xie Jinyuan stated in an interview on November 2 that of the 410 defenders, 10 had been killed and 30 wounded, but later revised this figure to 420 defenders present with 10 killed and 37 wounded. The Imperial Japanese Navy reported finding around 80 dead Chinese soldiers in the warehouse, but declared finding 100 corpses to the press. Stephen Robinson calculated that since 377 defenders had retreated (along with the 10 wounded men evacuated earlier), and some 420 defenders had been present, the Chinese "death toll was likely higher though probably fewer than 50 men," with 33 men killed or missing from the battalion roster following the retreat. A similar figure is given by Michael Clodfelter, who claims 34 Chinese soldiers were killed in action defending the Warehouse.

Immediately after the retreat, Commander Xie reported to the Chinese newspaper Zhongyang Ribao that over 100 Japanese troops had been killed by his defenders. 88th Division commander Sun Yuanliang estimated that "Enemy corpses in the vicinity of Sihang Warehouse totalled over two hundred approximately." with Xie Jimin giving the same figure, "more than 200 enemy troops were killed and countless ones were wounded. Two enemy tanks were also destroyed and two more were damaged. The number of enemies was the sum of the daily counts obtained by observation posts."

Western sources and accounts of the battle also report that the Japanese attackers suffered heavy casualties assaulting the Sihang Warehouse. Australian military historian Stephen Robinson claims over 200 Japanese were killed in the fighting, of which the majority were suffered by the 3rd "Lucky" Division, with a handful of Japanese marines killed in the fighting. The November 2 edition of the West Australian newspaper, using mail received from employees on leave in Shanghai, also reported the Japanese attackers had suffered heavy losses attempting to capture the warehouse, primarily from rifles, machine guns, grenades and mortars. The October 30 edition of the Mercury also reported that "many Japanese" had been killed in failed assaults on the fortified building.

Formerly classified records from Imperial Japanese Navy reported a total of 42 wounded during the advance on Zhabei from October 27 to 31. Within this figure, four of the wounded sustained their injuries during the final assault on Sihang Warehouse on October 31. One officer shot outside of the warehouse on October 30 later died from their injuries on November 2, 1937. The use of tanks during the assault on the warehouse is not recorded in Japanese naval military records. Historian Richard Frank noted that Japanese casualty reports during the Shanghai campaign did not truly reflect the true scale of their losses sustained in combat, with the official Bureau of the Japanese War Ministry claiming only 5,173 troops had been killed in Shanghai when the actual number was over double (or triple) that number.

Chiang Kai-shek promoted every defender by a rank and awarded Xie Jinyuan and Yang Ruifu the Order of Blue Sky and White Sun.

Legacy

Three different portrayals of Yang Huimin: 1938 film, 1976 film, and c. 1940 "gum card" ephemera.

There was a discrepancy between Japanese reports and the records of Chinese troops and Western journalists present during the defense. Both the Chinese and Japanese have alleged claims which contradict with each other, particularly in regards to losses. American historian Richard B. Frank notes that these irreconcilable differences between Japanese and Chinese accounts were not unique in the Second Sino-Japanese War, further noting that that there was a general pattern of discrepancies between reported and actual Japanese losses.

Cao Juren, a prominent Chinese war correspondent attached to the Chinese 88th Division during the Defense of Sihang Warehouse, would state postwar "the news in the papers at the time, including my reports, were all bravado and exaggerations, and did not reflect the real situation."

Gallery

  • Sihang Warehouse from the other side of the Suzhou River. October 2006 Sihang Warehouse from the other side of the Suzhou River. October 2006
  • The entrance. October 2007 The entrance. October 2007
  • A bust of Army Lieutenant Colonel Xie Jinyuan inside the entrance. October 2007 A bust of Army Lieutenant Colonel Xie Jinyuan inside the entrance. October 2007

Footnotes

  1. ^ "支那事変概報第39号" - "China Incident Summary Report No. 39" is a formerly classified Japanese military document that covers IJN and IJA movements during the later stages of the Shanghai campaign. Frame 25 states for the following casualties on October 31 for the Naval Landing Forces. "At 0300 hours our attack force broke through and at 0310 hours completely occupied and cleared out remnant enemy forces. They found approximately 80 enemy corpses and a number of weapons. Our own casualties were extremely light, with only 4 wounded. "閘北進撃戦" - "Assault on Zhabei" covers the Japanese capture of Zhabei on October 27 and the occupation of Sihang Warehouse completed on October 31. The second page lists the following casualties for the entire operation from Oct 27-31: "3 heavily wounded, 24 lightly wounded, and 14 barely wounded." "支那事変尽忠録 第三卷" - "China Incident Loyalty Record: Volume 3," a catalog of all Imperial Japanese Navy personnel killed in action or fatally wounded from the start of the Second Sino-Japanese War until December 11, 1937 has only a single entry relating to fatal casualties around Sihang Warehouse. Page 231 titled "同年十月三十日上海閘北四行倉庫附近ニ於ケル戰傷後死者" - "Same Year October 30: Those who died of their battle wounds while fighting around the Shanghai Sihang Warehouse" lists Naval Special Duty Ensign Tanaka Shiroku (田中士陸). Page 231-232 further states "Warrant Officer Tanaka was a platoon leader in the Haji Corps, Sunouchi Company, landing at Shanghai on the evening of August 19 and being placed under the Shanghai Special Naval Landing Force Commander's authority." Page 233 continues "Tanaka was heavily wounded by an enemy machine gun round passing through his lower left leg at 6:25 PM . He was bandaged at his position and immediately transferred to the hospital for treatment. He temporarily improved in health but by November 2 his condition suddenly worsened and on the same day at 3:30 PM he honorably died of his battle wounds."
  2. Niderost's work "Chinese Alamo" (December 2007) states "The Sihang defenders faced the Japanese 3rd Division, considered one of the best of the Imperial Japanese Army. They also had mortar teams, artillery, and armor—probably Type 94 Te-Ke tankettes." Niderost's work does not include any references
  3. Robinson cites Niderost's "Chinese Alamo" for the IJA 3rd Division's involvement at Sihang Warehouse.
  4. The English translation of the relevant sections are as follows: On October 27 the Division spent until the evening moving their front line to the Suzhou Creek from Dachang. The Division subsequently ordered their manpower to pursue retreating enemies, moving to the left of the Suzhou Riverbank and ordering units to the areas listed below: Right Flank (68th Infantry Regiment) - North of Toyoda Cotton Mills Left Flank (18th Infantry Regiment) - Chenjiabang (陳家浜) 34th Infantry Regiment - Linjiagang and Jixiangwei (林家港、基巷衛) The Other Units - Zhenru Town Area (真如鎮) With the enemy fleeing west of the Shanghai-Wusong Railway and orders for the Division to cross the Suzhou, late in the evening of the 27th the Division Commander reordered part of the Division stay at the Suzhou Riverbank while the bulk of his manpower were to regroup around Zenhru Town (真如鎮) and Feijiajao (斐家角) and prepare for the river crossing. By the afternoon of October 29 preparations were complete and on October 31st the 3rd Division began crossing the river.
  5. The English translation of the relevant sections are as follows: October 26 - Our forces captured Dachang Village and blocked the Shanghai-Nanking Railway. Oct 27 - Our forces reached the Suzhou River lines. The Tanigawa Detachment broke through the Jiangwan Village area and advanced to the southern sector and returned to the 101st Division on the 27th. On the 27th the Special Naval Landing Forces captured the Zhabei region and completed their sweep of the enemy. The 3rd Division began their crossing of the Suzhou River on October 31.
  6. The English translation of the relevant sections are as follows: On the evening of October 26, our naval landing forces, wanting to maintain contact with the enemy, particularly on the left wing of the Suzhou Creek area, continued their vicious battle. Using the moonlight at 0430 hours on October 27, the right flank launched an attack on critical points as planned. At 0505 hours the entire force began their advance and with an initial breakthrough of the frontline on Baoxing Road, each unit attacked with their all of their might. The Rightward Force was the first to succeed in breaking the frontline at 0700 hours and advanced to the west edge of Zhabei, later moving to the southern area and working to cut off the enemy's escape routes. At the same time the Leftward Force captured the North Station and Railway Bureau, followed by the Central and Leftward Forces sweeping enemies in the west and southern areas and moving to clear out enemies of the eastern pocket area. By around 1800 hours some 100 stragglers retreating from our advance had held up in the Sihang Warehouse. The other remaining stragglers were mopped up in the evening. Some troops also advanced west and captured Zhenru Station (真如駅). Our naval landing forces captured all of Zhabei, the Continental Rail Factory, the Central Weapons Arsenal, and Zhenru Station, with the enemy losses amounting to some 630 dead and a number of captured weapons. Our casualties amounted to 3 heavily wounded and another 24 wounded. The stragglers in the Sihang Warehouse were later encircled and told to surrender, but after ignoring the offer, on October 31 at 0145 hours they were suppressed with artillery and at 0300 hours our forces broke through and completely swept up what was left of the enemy.

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